"CFOs, CEOs, HR Professionals and other fiduciaries have personal liability for assets in the company's retirement plan. It is crucial that plan sponsors partner with an independent firm specializing in services that reduce exposure to fiduciary liability."

Investment Committee Documentation

Proper documentation is a must for plan fiduciaries. Our best practices will help make sure your i's are dotted and your t's are crossed.

  • Investment Committee Charter
  • Investment Policy Statement
  • Investment Monitoring Reports
  • Fee Benchmarking Reports
  • Fiduciary Compliance Checklist
  • Fiduciary File Checklist
  • Required Notices and Disclosures
  • Meeting Minutes

Fiduciary Education for Plan Sponsors & Investment Committee Members

Our Fiduciary Education Modules provide resources to inform and educate committee members regarding ERISA's Fiduciary Requirements. Some of the topics that we cover are:

Fiduciary Briefcase™

Our online, cloud-based file storage system provides 24/7 access to all of your important fiduciary documents.

  • Plan Documents
  • Committee Charter
  • Investment Policy Statement
  • Meeting Minutes
  • Investment Monitoring Reports
  • Fee Benchmarking Studies
  • Required Disclosures and Notices
  • Participant Education Materials


ERISA Guidance & Support

Navigating today'  every-changing and increasingly complex legal and fiduciary compliance landscape can be difficult. Our goal is to help you sleep better at night. Through our Retirement Plan Advisory Group (RPAG) membership, we have access to former practicing ERISA attorneys for ERISA guidance. 

  • Regulatory and Legislative Changes
  • Relevant Litigation Developments
  • Annual Audit Assistance
  • Client Advocacy